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Self-regulatory organization
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#	Item
761	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-12-22 11:43:06 United States Securities and Exchange Commission Financial economics Finance 73rd United States Congress Securities Exchange Act United States securities law New York Stock Exchange Self-regulatory organization Short Financial regulation Financial markets Financial system
762	Administrative Proceeding: Order Approving Proposed Rule Change Relating to the Continuing Disclosure Service of the MSRB Electronic Municipal Market Access (EMMA) System Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-08-20 11:06:09 Municipal Securities Rulemaking Board 73rd United States Congress United States Securities and Exchange Commission Financial system U.S. Securities and Exchange Commission Securities Exchange Act Finance Self-regulatory organization Security Financial regulation Electronic Municipal Market Access United States securities law
763	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Proposed Implementation Period for the Rule Changes Approved in SR-FINRA[removed]Verification of Assets) Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-30 09:59:32 Securities Exchange Act U.S. Securities and Exchange Commission Business Self-regulatory organization Financial system Securities regulation in the United States United States securities law Financial Industry Regulatory Authority Financial regulation
764	Order Approving Proposed Rule Change to Adopt FINRA Rule[removed]Fidelity Bonds) in the Consolidated FINRA Rulebook Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-02-25 12:22:12 Financial system Finance Stock market Financial Industry Regulatory Authority Occupations Securities Exchange Act Stock broker U.S. Securities and Exchange Commission Self-regulatory organization United States securities law Financial economics Financial services
765	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-12-06 12:09:12 Finance Financial Industry Regulatory Authority Securities Exchange Act U.S. Securities and Exchange Commission Broker-dealer Self-regulatory organization Selling away Registered Investment Advisor United States securities law Financial economics Financial system
766	Microsoft Word[removed]doc Add to Reading List Source URL: www.sec.gov Language: English - Date: 2007-06-13 16:30:43 Securities Exchange Act United States Securities and Exchange Commission U.S. Securities and Exchange Commission Securities Commission Self-regulatory organization Financial regulation Financial system United States securities law Government 73rd United States Congress
767	2007 Annual Report securities investor protection corporation SE CU RIT IE S INV ES T O R PR O T EC T I O N C O R PO R AT I O N Add to Reading List Source URL: www.sipc.org Language: English - Date: 2010-03-25 13:09:32 Securities Investor Protection Corporation Securities Investor Protection Act Financial regulation Finance Financial Industry Regulatory Authority U.S. Securities and Exchange Commission David Nason Securities Exchange Act Self-regulatory organization Financial economics United States securities law Investment
768	SECURTITES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2006-12-20 15:35:26 United States Securities and Exchange Commission Mnemonic New York Stock Exchange U.S. Securities and Exchange Commission Self-regulatory organization United States Financial regulation United States securities law 73rd United States Congress Securities Exchange Act
769	SECURITIES AND EXCHANGE COMMISSION Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-02-22 09:09:09 Finance Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States Self-regulatory organization U.S. Securities and Exchange Commission Broker-dealer Registered Investment Advisor Selling away United States securities law Financial economics Financial system
770	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. S7[removed]April 10, 2013 Joint Industry Plan; Notice of Filing and Immediate Effectiveness of Amendment No. 28 to the Joint Self-Regulatory Organization Add to Reading List Source URL: www.sec.gov Language: English - Date: 2013-04-11 14:20:10 Economy of the United States Financial economics Business Finance National market system plan Securities Exchange Act Financial Industry Regulatory Authority NASDAQ Chicago Stock Exchange Self-regulatory organizations United States securities law Financial markets

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